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PhyslibAlpha.AlgebraicFramework.JordanOrderUnit.JB.GeneratedByOne.Spectrum

The canonical spectrum of one Jordan element

i. Overview

The closed subalgebra generated by one element is an ordinary commutative associative normed real algebra. Its usual algebraic spectrum therefore gives a canonical spectrum for that Jordan element—there is no arbitrary set parameter and no dependence on a chosen Cstar realization.

This is the sound domain for the eventual continuous functional calculus. The map from continuous functions is intentionally not postulated here: its construction requires the JB spectral theorem.

ii. Key definitions and results

  • `NormedJordanAlgebra.closedGenerator`
  • `NormedJordanAlgebra.jordanSpectrum`
  • `NormedJordanAlgebra.isCompact_jordanSpectrum`

iii. Table of contents

  • A. The generator in its closed algebra
  • B. The canonical spectrum

A. The generator in its closed algebra

B. The canonical spectrum

20 declarations

definition

Generator aa bundled in its closed subalgebra ClosedGeneratedByOne a\text{ClosedGeneratedByOne } a

For an element aa in a normed Jordan algebra EE, this definition represents aa viewed specifically as an element of the closed subalgebra it generates, denoted as ClosedGeneratedByOne a\text{ClosedGeneratedByOne } a. In other words, it is the element aa bundled with the proof that it belongs to the closure of the subalgebra generated by {a}\{a\}.

theorem

The value of the closed generator of aa is aa

For any element aa in a normed Jordan algebra EE, let closedGenerator a\text{closedGenerator } a be the element aa viewed as a member of the closed subalgebra generated by {a}\{a\}. The value of closedGenerator a\text{closedGenerator } a when mapped back to the original algebra EE is equal to aa.

definition

Jordan spectrum of aa

For an element aa in a normed Jordan algebra EE, the Jordan spectrum is the spectrum (over R\mathbb{R}) of aa when viewed as an element of the closed commutative associative real subalgebra generated by aa (and the identity). This is denoted as the set of real numbers σ(a)\sigma(a) within this generated subalgebra.

theorem

The Jordan spectrum of 00 is {0}\{0\}

In a nontrivial normed Jordan algebra EE, the Jordan spectrum of the zero element 0∈E0 \in E (also referred to as the canonical spectrum of the zero observable) is the singleton set {0}\{0\}.

theorem

The Jordan spectrum of r⋅1r \cdot 1 is {r}\{r\}

Let EE be a nontrivial normed Jordan algebra. For any real scalar r∈Rr \in \mathbb{R}, the Jordan spectrum of the scalar multiple of the identity element r⋅1r \cdot 1 is the singleton set {r}\{r\}. That is, σ(r⋅1)={r}\sigma(r \cdot 1) = \{r\}, where σ(a)\sigma(a) denotes the Jordan spectrum of an element a∈Ea \in E.

theorem

Polynomial spectral mapping for r⋅1r \cdot 1 in normed Jordan algebras

Let EE be a nontrivial normed Jordan algebra. For any scalar r∈Rr \in \mathbb{R} and any real polynomial pp, the image of the Jordan spectrum σ(r⋅1)\sigma(r \cdot 1) under the polynomial mapping x↦p(x)x \mapsto p(x) is the singleton set {p(r)}\{p(r)\}, where σ(r⋅1)\sigma(r \cdot 1) denotes the Jordan spectrum of the scalar multiple of the identity element.

theorem

The Jordan spectrum σ(a)\sigma(a) is compact

Let EE be a complete normed Jordan algebra. For any element a∈Ea \in E, its Jordan spectrum σ(a)⊆R\sigma(a) \subseteq \mathbb{R} is a compact set.

theorem

p(σ(a))⊆σ(p(a))p(\sigma(a)) \subseteq \sigma(p(a)) for the Jordan spectrum

Let EE be a normed Jordan algebra and a∈Ea \in E. Let σ(a)\sigma(a) be the Jordan spectrum of aa, which is the spectrum of aa as an element of the closed commutative associative real subalgebra generated by aa. For any real polynomial p∈R[X]p \in \mathbb{R}[X], the image of the Jordan spectrum under pp is a subset of the spectrum of the element p(a)p(a) (evaluated in that same subalgebra): {p(x)∣x∈σ(a)}⊆σ(p(a)). \{ p(x) \mid x \in \sigma(a) \} \subseteq \sigma(p(a)).

theorem

μ∈σ(p(x))  ⟹  l∈σ(x)\mu \in \sigma(p(x)) \implies l \in \sigma(x) when p(X)−μp(X) - \mu is factored into units and (X−l)(X - l)

Let EE be a normed Jordan algebra and xx be an element in the closed subalgebra generated by an element a∈Ea \in E. Let p,q,r∈R[X]p, q, r \in \mathbb{R}[X] be real polynomials and μ,l∈R\mu, l \in \mathbb{R} be real numbers such that p(X)−μ=q(X)(X−l)r(X)p(X) - \mu = q(X)(X - l)r(X). If the algebraic evaluations q(x)q(x) and r(x)r(x) are units (invertible elements) and μ\mu is in the spectrum σ(p(x))\sigma(p(x)), then ll is in the spectrum σ(x)\sigma(x).

theorem

A monic irreducible quadratic evaluation q(x)q(x) is a unit.

Let EE be a Jordan-Banach (JB) algebra with an Archimedean order unit. Let a∈Ea \in E, and let xx be an element in the closed real subalgebra generated by aa. If q∈R[X]q \in \mathbb{R}[X] is a monic irreducible polynomial of degree 22, then its algebraic evaluation at xx, denoted q(x)q(x), is a unit (i.e., it is invertible).

theorem

Non-invertibility of a monic linear polynomial evaluation implies its root is in the spectrum

Let xx be an element of the closed real subalgebra generated by a single element aa in a normed Jordan algebra. If qq is a monic real polynomial of degree 11 such that its evaluation at xx, denoted q(x)q(x), is not a unit (not invertible), then there exists a real number ll in the spectrum of xx (denoted spectrumR x\text{spectrum}_{\mathbb{R}} \ x) such that q(l)=0q(l) = 0.

theorem

Non-invertibility of f(x)f(x) for monic ff implies ff has a root in spectrum(x)\text{spectrum}(x)

Let EE be a JB-algebra (a Jordan Banach algebra) with an Archimedean order unit. Let xx be an element in the closed real subalgebra generated by an element a∈Ea \in E. If ff is a monic real polynomial such that its evaluation at xx, denoted f(x)f(x), is not invertible, then there exists a real number λ\lambda in the spectrum of xx (denoted spectrumR x\text{spectrum}_{\mathbb{R}} \ x) such that f(λ)=0f(\lambda) = 0.

theorem

∥x∥∈σ(x) or −∥x∥∈σ(x)\|x\| \in \sigma(x) \text{ or } -\|x\| \in \sigma(x) for elements in a JB-algebra closed generator

Let EE be a nontrivial JB-algebra (a Jordan Banach algebra equipped with an Archimedean order unit and a compatible partial order). For any element xx in the closed real subalgebra generated by an element a∈Ea \in E, either the norm ∥x∥\|x\| or its negative −∥x∥-\|x\| belongs to the spectrum of xx over the real numbers, denoted spectrumR x\text{spectrum}_{\mathbb{R}} \ x.

theorem

The spectral radius ρ(x)=∥x∥\rho(x) = \|x\| for elements in a one-generated JB algebra

Let EE be a nontrivial ordered JB algebra. For any element a∈Ea \in E, let xx be an element in the closed subalgebra generated by aa. Then the spectral radius of xx over the real numbers R\mathbb{R}, denoted ρ(x)\rho(x), is equal to its norm ∥x∥\|x\|.

theorem

The Jordan spectrum σ(a)\sigma(a) is non-empty

Let EE be a nontrivial ordered JB-algebra (a Jordan Banach algebra equipped with an Archimedean order unit and a compatible partial order). For any element a∈Ea \in E, the Jordan spectrum σ(a)\sigma(a) is non-empty. The Jordan spectrum σ(a)\sigma(a) is defined as the spectrum of aa over the real numbers R\mathbb{R} when aa is viewed as an element of the closed commutative associative real subalgebra generated by aa and the identity.

theorem

The Jordan spectrum of a positive element a≥0a \ge 0 is non-negative

Let EE be a JB-algebra with an order unit. For any non-negative element a∈Ea \in E (such that 0≤a0 \le a), every real number rr in the Jordan spectrum σ(a)\sigma(a) is non-negative (0≤r0 \le r).

theorem

σ(p(x))⊆p(σ(x))\sigma(p(x)) \subseteq p(\sigma(x)) for elements in a generated Jordan subalgebra

Let EE be a JB-algebra with an order unit. For any element a∈Ea \in E, let xx be an element in the closed subalgebra generated by aa. For any real polynomial pp and any real number μ\mu, if μ\mu belongs to the spectrum σ(p(x))\sigma(p(x)), then there exists a real number λ∈σ(x)\lambda \in \sigma(x) such that p(λ)=μp(\lambda) = \mu.

theorem

Polynomial Spectral Mapping Theorem for the Jordan Spectrum

Let EE be a nontrivial normed Jordan algebra satisfying the conditions of a JB-algebra with an order unit. For any element a∈Ea \in E and any real polynomial p∈R[X]p \in \mathbb{R}[X], the image of the Jordan spectrum σ(a)\sigma(a) under the polynomial mapping t↦p(t)t \mapsto p(t) is equal to the spectrum of the polynomial evaluation p(a)p(a) (where p(a)p(a) is viewed as an element of the closed subalgebra generated by aa). That is, {p(λ)∣λ∈σ(a)}=σ(p(a)). \{ p(\lambda) \mid \lambda \in \sigma(a) \} = \sigma(p(a)).

theorem

The norm of p(a)p(a) equals the spectral supremum sup⁡λ∈σ(a)∣p(λ)∣\sup_{\lambda \in \sigma(a)} |p(\lambda)| for JB-algebras.

Let EE be a nontrivial JB-algebra (a Jordan algebra equipped with a norm and order structure satisfying the JB-algebra axioms). For any element a∈Ea \in E and any real polynomial pp, let p(a)p(a) denote the evaluation of pp at aa within the closed subalgebra generated by aa, and let σ(a)⊆R\sigma(a) \subseteq \mathbb{R} denote the Jordan spectrum of aa. The norm of p(a)p(a) is equal to the supremum of the absolute values of pp evaluated on the spectrum σ(a)\sigma(a): ∥p(a)∥=sup⁡λ∈σ(a)∣p(λ)∣.\|p(a)\| = \sup_{\lambda \in \sigma(a)} |p(\lambda)|. (Note: In the formal statement, the values are expressed in the extended non-negative real numbers [0,∞][0, \infty] to accommodate the supremum operator).

theorem

∥p(a)∥=sup⁡λ∈σ(a)∣p(λ)∣\|p(a)\| = \sup_{\lambda \in \sigma(a)} |p(\lambda)| for polynomial evaluation in Jordan algebras

In a nontrivial normed Jordan algebra EE equipped with an Archimedean order unit (a JB algebra), let a∈Ea \in E be an element and p∈R[x]p \in \mathbb{R}[x] be a polynomial. Let p(a)p(a) denote the evaluation of the polynomial at aa within the closed subalgebra generated by aa, and let σ(a)\sigma(a) denote the Jordan spectrum of aa. Then, the norm of p(a)p(a) is equal to the supremum of the absolute value of pp over the Jordan spectrum: ∥p(a)∥+=sup⁡λ∈σ(a)∣p(λ)∣+\|p(a)\|_+ = \sup_{\lambda \in \sigma(a)} |p(\lambda)|_+ where the equality is expressed in the extended non-negative real numbers [0,∞][0, \infty].