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PhyslibAlpha.AlgebraicFramework.HilbertSpace.Unbounded.CayleySpectralData.Construction

Bounded spectral data for a Cayley transform: construction

Builds the bounded normal spectral certificate for a Cayley unitary `cayleyBoundedOperator T` from its continuous functional calculus, and specializes it to the case where `1` carries no spectral mass, culminating in `cayleyRealSpectralMeasure`, the real spectral measure of the original self-adjoint operator `T`. Continued in `CayleySpectralData/SpecTheorem.lean`, which assembles this data into the self-adjoint spectral theorem itself.

The generic bounded-normal wrapper

The Riesz--Markov construction is carried out on the compact spectrum. The public spectral certificate should expose a measure on the ambient scalar field, since that is what the later functional-calculus and Cayley APIs consume. This wrapper performs exactly that harmless subtype pushforward and does not impose any unitary or Cayley support hypothesis.

A unitary with no spectral mass at `1` is now the exact input expected by the Cayley inverse. The only extra work is the support calculation: the normal PVM is pushed forward from the compact spectrum, and the spectrum of a unitary lies on the unit circle.

A bounded extension of the Cayley difference multiplier

The algebraic factor `1 - z` is bounded on the unit circle, which is the support of the bounded Cayley spectral measure, but it is not bounded on all of `ℂ`. The bounded integral API quite correctly asks for a global bound. We therefore use the zero extension outside the closed unit disk; support reduction makes it equal to `1 - z` wherever the spectral measure sees it.

31 declarations

definition

Real part function on the spectrum σ(U)\sigma(U)

Given a continuous linear operator UU on a complex Hilbert space HH, this function maps each point zz in the spectrum σ(U)\sigma(U) to its real part Re(z)\text{Re}(z). It is defined as a compactly supported continuous function from σ(U)\sigma(U) to R\mathbb{R}.

definition

Imaginary part function on σ(U)\sigma(U)

Let HH be a complex Hilbert space and U∈L(H)U \in \mathcal{L}(H) be a continuous linear operator. This definition denotes the continuous, compactly supported function f:σ(U)→Rf: \sigma(U) \to \mathbb{R} on the spectrum of UU that maps each spectral point z∈σ(U)z \in \sigma(U) to its imaginary part Im(z)\text{Im}(z).

theorem

∫z dμv=∫Re(z) dμv+i∫Im(z) dμv\int z \, d\mu_v = \int \text{Re}(z) \, d\mu_v + i \int \text{Im}(z) \, d\mu_v

Let HH be a complex Hilbert space and UU be a normal bounded operator on HH. For any vector v∈Hv \in H, let μv\mu_v denote the scalar spectral measure on the spectrum σ(U)\sigma(U) (the measure associated with UU and vv via the continuous functional calculus). Then the integral of the spectral points z∈σ(U)⊆Cz \in \sigma(U) \subseteq \mathbb{C} with respect to μv\mu_v is the sum of the integral of their real parts and ii times the integral of their imaginary parts: ∫σ(U)z dμv=∫σ(U)Re(z) dμv+i∫σ(U)Im(z) dμv\int_{\sigma(U)} z \, d\mu_v = \int_{\sigma(U)} \text{Re}(z) \, d\mu_v + i \int_{\sigma(U)} \text{Im}(z) \, d\mu_v

theorem

∫z dμx,y=⟨y,Ux⟩\int z \, d\mu_{x,y} = \langle y, Ux \rangle for Bounded Normal Operators

Let HH be a complex Hilbert space and U:H→HU: H \to H be a bounded normal operator. Let σ(U)⊆C\sigma(U) \subseteq \mathbb{C} denote its spectrum. For any vectors x,y∈Hx, y \in H, let μx,y\mu_{x, y} be the polarized complex scalar spectral measure associated with UU. Then the integral of the identity function f(z)=zf(z) = z over the spectrum with respect to this measure is equal to the inner product of yy and UxUx: ∫σ(U)z dμx,y(z)=⟨y,Ux⟩\int_{\sigma(U)} z \, d\mu_{x,y}(z) = \langle y, Ux \rangle

definition

Cayley transform of TT as a bounded operator

Let HH be a complex Hilbert space and TT be a self-adjoint partial linear operator on HH. The Cayley transform of TT is the unitary operator U=(T−iI)(T+iI)−1U = (T - iI)(T + iI)^{-1}, where ii is the imaginary unit and II is the identity operator. This definition expresses the Cayley transform of TT as a bounded continuous linear operator from HH to itself.

theorem

(T−iI)(T+iI)−1x=(I−2i(T+iI)−1)x(T - iI)(T + iI)^{-1}x = (I - 2i(T + iI)^{-1})x

Let HH be a complex Hilbert space and TT be a self-adjoint operator on HH. For any vector x∈Hx \in H, the Cayley transform of TT, defined as U=(T−iI)(T+iI)−1U = (T - iI)(T + iI)^{-1}, satisfies the identity: Ux=(I−2i(T+iI)−1)xUx = (I - 2i(T + iI)^{-1})x where II is the identity operator and ii is the imaginary unit.

theorem

The Cayley transform of a self-adjoint operator is normal

Let HH be a complex Hilbert space and let TT be a self-adjoint partial linear operator on HH. The Cayley transform of TT, denoted by U=(T−iI)(T+iI)−1U = (T - iI)(T + iI)^{-1}, is a normal operator (also referred to as star-normal), meaning it commutes with its adjoint: UU∗=U∗UUU^* = U^*U.

theorem

The Cayley Transform of a Self-Adjoint Operator is Unitary

Let HH be a complex Hilbert space and TT be a self-adjoint partial linear operator on HH. Then the Cayley transform of TT is a unitary operator. That is, if UU is the Cayley transform of TT, then U∈unitary(L(H))U \in \text{unitary}(\mathcal{L}(H)).

definition

Ambient spectral measure of the Cayley transform of TT

Let HH be a complex Hilbert space and TT be a self-adjoint partial linear operator on HH. Let U=(T−iI)(T+iI)−1U = (T - iI)(T + iI)^{-1} be the bounded Cayley transform of TT, which is a normal (unitary) operator. Let EE be the spectral measure (projection-valued measure) associated with UU via the continuous functional calculus, defined on the spectrum σ(U)⊆C\sigma(U) \subseteq \mathbb{C}. This definition represents the spectral measure E~\tilde{E} on the ambient complex plane C\mathbb{C} obtained by pushing forward EE along the inclusion map ι:σ(U)↪C\iota: \sigma(U) \hookrightarrow \mathbb{C}.

theorem

Weak Reconstruction of a Bounded Normal Operator UU as ∫z dE(z)\int z \, dE(z)

Let HH be a complex Hilbert space and U∈L(H)U \in \mathcal{L}(H) be a bounded normal operator. Let EE be the spectral measure of UU (a projection-valued measure defined on the Borel σ\sigma-algebra of the spectrum σ(U)\sigma(U)). For any vectors x,y∈Hx, y \in H, the complex weak integral of the identity function f(z)=zf(z) = z with respect to the scalar measure ⟨y,E(⋅)x⟩\langle y, E(\cdot)x \rangle is equal to the inner product ⟨y,Ux⟩\langle y, Ux \rangle. That is, ∫σ(U)z d⟨y,E(z)x⟩=⟨y,Ux⟩.\int_{\sigma(U)} z \, d\langle y, E(z) x \rangle = \langle y, U x \rangle.

theorem

Reconstruction of a Normal Operator UU from its Ambient Spectral Measure

Let HH be a complex Hilbert space and U∈L(H)U \in \mathcal{L}(H) be a bounded normal operator. Let EE be the projection-valued spectral measure of UU defined on its spectrum σ(U)⊆C\sigma(U) \subseteq \mathbb{C}, and let E~\tilde{E} be the pushforward of EE to the ambient complex plane C\mathbb{C} via the inclusion map ι:σ(U)↪C\iota: \sigma(U) \hookrightarrow \mathbb{C}. Then for any vectors x,y∈Hx, y \in H, the integral of the identity function with respect to the scalar measure ⟨y,E~(⋅)x⟩\langle y, \tilde{E}(\cdot) x \rangle reconstructs the inner product of UU: ∫Cz d⟨y,E~(z)x⟩=⟨y,Ux⟩\int_{\mathbb{C}} z \, d\langle y, \tilde{E}(z) x \rangle = \langle y, U x \rangle

definition

Bounded normal spectral data for UU

Let HH be a complex Hilbert space and U∈L(H)U \in \mathcal{L}(H) be a bounded normal operator. This definition constructs the **bounded normal spectral data** for UU, which consists of: 1. A projection-valued measure (PVM) EE on the Borel σ\sigma-algebra of the complex plane C\mathbb{C}. This measure is the pushforward of the spectral measure defined on the spectrum σ(U)⊆C\sigma(U) \subseteq \mathbb{C} via the inclusion map ι:σ(U)↪C\iota: \sigma(U) \hookrightarrow \mathbb{C}. 2. A proof of the reconstruction property, which states that UU is the integral of the identity function with respect to this spectral measure in the weak operator sense: ∫Cz d⟨y,E(z)x⟩=⟨y,Ux⟩\int_{\mathbb{C}} z \, d\langle y, E(z) x \rangle = \langle y, U x \rangle for all x,y∈Hx, y \in H.

definition

Bounded unitary spectral data for uu with 1∉σ(u)1 \notin \sigma(u)

Let HH be a complex Hilbert space and u:H≅Hu : H \cong H be a unitary operator (represented as a linear isometric equivalence). Suppose that 11 is not in the spectrum of uu, denoted by 1∉σ(u)1 \notin \sigma(u). This definition constructs the **bounded unitary spectral data** for uu, which consists of: 1. A projection-valued measure EE on the Borel σ\sigma-algebra of the complex plane C\mathbb{C}. 2. A proof that the measure EE is supported on the punctured unit circle {z∈C∣∣z∣=1,z≠1}\{z \in \mathbb{C} \mid |z| = 1, z \neq 1\}. 3. A proof of the reconstruction property, which states that uu is the integral of the identity function with respect to EE in the weak operator sense: ∫Cz d⟨y,E(z)x⟩=⟨y,ux⟩\int_{\mathbb{C}} z \, d\langle y, E(z) x \rangle = \langle y, u x \rangle for all vectors x,y∈Hx, y \in H.

theorem

Weak Reconstruction of the Cayley Transform UU: ∫z dE=U\int z \, dE = U

Let HH be a complex Hilbert space and TT be a self-adjoint partial linear operator on HH. Let U=(T−iI)(T+iI)−1U = (T - iI)(T + iI)^{-1} be the bounded Cayley transform of TT, and let EE be the spectral measure on the complex plane C\mathbb{C} associated with UU. For any vectors x,y∈Hx, y \in H, the complex weak integral of the identity function with respect to EE satisfies the reconstruction property: ∫Cz d⟨y,E(z)x⟩=⟨y,Ux⟩\int_{\mathbb{C}} z \, d\langle y, E(z) x \rangle = \langle y, U x \rangle

theorem

The scalar measure of the Cayley spectral measure has finite variation

Let HH be a complex Hilbert space and TT be a self-adjoint partial linear operator on HH. Let EE be the ambient spectral measure of the Cayley transform of TT (the projection-valued measure on C\mathbb{C} associated with the unitary operator U=(T−iI)(T+iI)−1U = (T - iI)(T + iI)^{-1}). For any vectors x,y∈Hx, y \in H, the complex scalar measure μx,y\mu_{x,y} defined by μx,y(S)=⟨y,E(S)x⟩\mu_{x,y}(S) = \langle y, E(S) x \rangle has finite total variation.

theorem

V(E({a})x)=aE({a})xV(E(\{a\})x) = a E(\{a\})x for WOT-reconstructed operators

Let HH be a complex Hilbert space and EE be a spectral measure on C\mathbb{C} in the weak operator topology. Let V:H→HV: H \to H be a bounded linear operator that is reconstructed from the spectral measure EE via the identity ∫Cz d⟨y,E(z)x⟩=⟨y,Vx⟩\int_{\mathbb{C}} z \, d\langle y, E(z) x \rangle = \langle y, V x \rangle for all x,y∈Hx, y \in H. Suppose a∈Ca \in \mathbb{C} is a point such that the singleton set {a}\{a\} is measurable. For any vector x∈Hx \in H such that the complex scalar measures μx,y(S)=⟨y,E(S)x⟩\mu_{x,y}(S) = \langle y, E(S) x \rangle have finite total variation for all y∈Hy \in H, the vector obtained by applying the spectral projection E({a})E(\{a\}) to xx is an eigenvector of VV with eigenvalue aa: V(E({a})x)=aE({a})xV(E(\{a\}) x) = a E(\{a\}) x

theorem

The spectral measure of the Cayley transform is supported on the unit circle {z∣∣z∣=1}\{z \mid |z| = 1\}

Let HH be a complex Hilbert space and TT be a self-adjoint partial linear operator on HH. Let EE be the spectral measure on C\mathbb{C} associated with the bounded Cayley transform of TT. For any measurable set S⊆CS \subseteq \mathbb{C}, the spectral measure E(S)E(S) satisfies E(S)=E(S∩{z∈C∣∣z∣=1}).E(S) = E(S \cap \{z \in \mathbb{C} \mid |z| = 1\}). This reflects the fact that the spectral measure of the Cayley transform (which is a unitary operator) is supported on the unit circle in the complex plane.

theorem

Ux=x  ⟹  x=0Ux = x \implies x = 0 for the Cayley transform UU of a self-adjoint operator

Let HH be a complex Hilbert space and TT be a self-adjoint partial linear operator on HH. Let UU be the Cayley transform of TT (the bounded linear operator defined as U=(T−iI)(T+iI)−1U = (T - iI)(T + iI)^{-1}). For any vector x∈Hx \in H, if Ux=xUx = x, then x=0x = 0.

theorem

The identity function z↦zz \mapsto z is integrable with respect to the Cayley spectral measure of a self-adjoint operator

Let HH be a complex Hilbert space and TT be a self-adjoint partial linear operator on HH. Let EE be the spectral measure on C\mathbb{C} associated with the bounded Cayley transform of TT, and for any two vectors x,y∈Hx, y \in H, let μx,y\mu_{x, y} be the complex scalar measure defined by μx,y(S)=⟨y,E(S)x⟩\mu_{x, y}(S) = \langle y, E(S)x \rangle for every measurable set S⊆CS \subseteq \mathbb{C}. Then the identity function f(z)=zf(z) = z is integrable with respect to the measure μx,y\mu_{x, y}.

theorem

The spectral measure of the Cayley transform at 11 is 00

Let HH be a complex Hilbert space and TT be a self-adjoint partial linear operator on HH. Let EE be the spectral measure (projection-valued measure) on C\mathbb{C} associated with the bounded Cayley transform U=(T−iI)(T+iI)−1U = (T - iI)(T + iI)^{-1} of TT. Then the spectral measure of the singleton set {1}\{1\} is zero, i.e., E({1})=0E(\{1\}) = 0

theorem

The Cayley spectral measure is supported on {z∈C∣∥z∥=1,z≠1}\{z \in \mathbb{C} \mid \|z\| = 1, z \neq 1\}

Let HH be a complex Hilbert space and TT be a self-adjoint operator on HH. Let EUE_U be the spectral measure on the complex plane C\mathbb{C} associated with the Cayley transform U=(T−iI)(T+iI)−1U = (T - iI)(T + iI)^{-1} of TT. For any measurable set S⊆CS \subseteq \mathbb{C}, the spectral measure EU(S)E_U(S) satisfies: EU(S)=EU(S∩{z∈C∣∥z∥=1,z≠1})E_U(S) = E_U(S \cap \{z \in \mathbb{C} \mid \|z\| = 1, z \neq 1\}) This identity reflects that the spectral measure is supported on the unit circle and has no spectral mass at the point 11.

theorem

(c(z))(1−z)=i(1+z)(c(z))(1 - z) = i(1 + z) for z≠1z \neq 1 on the Unit Circle

For any complex number zz on the unit circle (i.e., ∥z∥=1\|z\| = 1) such that z≠1z \neq 1, the inverse scalar Cayley transform c(z)c(z) satisfies the following identity in C\mathbb{C}: c(z)⋅(1−z)=i(1+z)c(z) \cdot (1 - z) = i(1 + z) where ii denotes the imaginary unit and c(z)c(z) is the real-valued function defined as −Im z1−Re z-\frac{\text{Im } z}{1 - \text{Re } z}.

theorem

Factorization of x∈D(T)x \in D(T) and TxTx via the Cayley Transform UU

Let HH be a complex Hilbert space and TT be a self-adjoint operator on HH with domain D(T)D(T). Let UU denote the Cayley transform of TT (the bounded operator (T−iI)(T+iI)−1(T - iI)(T + iI)^{-1}). For any vector x∈D(T)x \in D(T), there exists a vector v∈Hv \in H such that x=v−Uvx = v - Uv and Tx=i(v+Uv),Tx = i(v + Uv), where ii is the imaginary unit.

definition

Cayley difference multiplier z↦1−zz \mapsto 1 - z on the unit circle

The function maps a complex number zz to 1−z1 - z if it lies on the unit circle (i.e., ∣z∣=1|z| = 1), and to 00 otherwise. This provides a globally bounded extension of the factor 1−z1 - z from the unit circle to the entire complex plane.

theorem

The Cayley difference multiplier is measurable

The Cayley difference multiplier function, which maps a complex number z∈Cz \in \mathbb{C} to 1−z1 - z if ∣z∣=1|z| = 1 and to 00 otherwise, is a measurable function.

theorem

The Cayley difference multiplier is bounded on C\mathbb{C}

There exists a real constant CC such that for all complex numbers zz, the norm of the Cayley difference multiplier, ∥cayleyDifferenceMultiplier(z)∥\| \text{cayleyDifferenceMultiplier}(z) \|, is at most CC. Here, the Cayley difference multiplier is defined as the function mapping z∈Cz \in \mathbb{C} to 1−z1 - z if zz lies on the unit circle (∥z∥=1\|z\| = 1) and to 00 otherwise.

theorem

cayleyDifferenceMultiplier(z)=1−z\text{cayleyDifferenceMultiplier}(z) = 1 - z for zz on the unit circle

For any complex number z∈Cz \in \mathbb{C} such that ∥z∥=1\|z\| = 1, the Cayley difference multiplier evaluated at zz is equal to 1−z1 - z.

theorem

The spectral integral of the Cayley difference multiplier 1−z1-z equals I−UI - U

Let HH be a complex Hilbert space and TT be a self-adjoint partial linear operator on HH. Let U=(T−iI)(T+iI)−1U = (T - iI)(T + iI)^{-1} be the bounded Cayley transform of TT. Let E~\tilde{E} be the spectral measure on C\mathbb{C} associated with UU (the pushforward of the spectral measure on the spectrum σ(U)\sigma(U) to the complex plane). Let f:C→Cf: \mathbb{C} \to \mathbb{C} be the Cayley difference multiplier, which is defined as f(z)=1−zf(z) = 1 - z for zz on the unit circle (∣z∣=1|z|=1) and f(z)=0f(z) = 0 otherwise. Then the spectral integral of ff with respect to E~\tilde{E} satisfies: ∫Cf(z) dE~(z)=I−U\int_{\mathbb{C}} f(z) \, d\tilde{E}(z) = I - U where II is the identity operator on HH.

definition

Bounded unitary spectral data for the Cayley transform of TT

Let HH be a complex Hilbert space and TT be a self-adjoint partial linear operator on HH. Let U=(T−iI)(T+iI)−1U = (T - iI)(T + iI)^{-1} be the unitary Cayley transform of TT. This definition constructs a certificate of bounded unitary spectral data for UU, which consists of: 1. The spectral measure EUE_U on the complex plane C\mathbb{C} associated with UU, obtained by pushing forward the spectral measure from the spectrum σ(U)\sigma(U) to the ambient field. 2. A proof that the spectral measure is supported on the unit circle and carries no mass at 11, i.e., EU(S)=EU(S∩{z∈C∣∣z∣=1,z≠1})E_U(S) = E_U(S \cap \{z \in \mathbb{C} \mid |z| = 1, z \neq 1\}) for any measurable set SS. 3. A proof of the reconstruction property, which identifies the operator UU with the spectral integral of the identity function: U=∫Cz dEU(z)U = \int_{\mathbb{C}} z \, dE_U(z).

definition

Real spectral measure of a self-adjoint operator TT

Let HH be a complex Hilbert space and TT be a self-adjoint partial linear operator on HH. The **real spectral measure** of TT is the spectral measure on the real line R\mathbb{R} obtained by taking the spectral measure of its Cayley transform U=(T−iI)(T+iI)−1U = (T - iI)(T + iI)^{-1} (which is supported on the unit circle in C∖{1}\mathbb{C} \setminus \{1\}) and pulling it back to R\mathbb{R} via the inverse Cayley map.

theorem

The pushforward of the real spectral measure of TT via the Cayley map equals the spectral measure of its Cayley transform UU

Let HH be a complex Hilbert space and TT be a self-adjoint partial linear operator on HH. Let μT\mu_T be the **real spectral measure** of TT defined on the real line R\mathbb{R}, and let EUE_U be the **ambient spectral measure** on C\mathbb{C} associated with the bounded Cayley transform U=(T−iI)(T+iI)−1U = (T - iI)(T + iI)^{-1}. Let Φ:R→C\Phi : \mathbb{R} \to \mathbb{C} be the Cayley map defined by Φ(x)=x−ix+i\Phi(x) = \frac{x - i}{x + i}. It holds that the pushforward of μT\mu_T along Φ\Phi (denoted as Φ∗μT\Phi_* \mu_T) is equal to EUE_U.