Physlib

PhyslibAlpha.AlgebraicFramework.HilbertSpace.Unbounded.AnalyticVector.Local

Analytic vectors for an unbounded operator (part 2 of 3: local and global orbits)

Continuation of `AnalyticVector/Basic.lean`; this part covers `LocalAnalyticOrbit` and `GlobalAnalyticOrbit`, the certificate objects the finite-radius Nelson construction extends by overlapping local pieces (Reed–Simon Vol. II, Thm X.39).

Main definitions

- `GlobalAnalyticOrbit` : a global norm-preserving orbit for a vector, with the differential equation interpreted in the closed operator; the exact analytic certificate needed by the deficiency argument. - `LocalOrbitCover` / `LocalOrbitCoreCover` : a countable cover of `ℝ` by local analytic orbits, agreeing pairwise on their overlaps, used to glue local charts into a global orbit.

Main results

- `LocalAnalyticOrbit.eq_of_same_initial` : two local orbits based at the same state agree on the intersection of their domains. - `LocalOrbitCover.toGlobal` / `LocalOrbitCoreCover.toGlobal` : glue a cover into a single global analytic orbit. - `GlobalAnalyticOrbit.inner_deficiency_eq_zero` / `inner_deficiency_eq_zero_neg` : a global orbit kills both deficiency spaces.

A translated chart and a chart independently based at the translated state agree on every smaller symmetric core. This is the elementary overlap statement used by the integer-chart continuation below; the explicit radius inequalities keep the asymmetric translated radius out of the later gluing proof.

Gluing local charts

The following cover is deliberately an interface: the analytic change-of-origin estimate belongs to the finite-radius part of Nelson's theorem, while the topological gluing is independent of it.

A cover may use smaller symmetric cores of its charts. This avoids requiring compatibility on the full overlap of two symmetric charts, which need not be contained in a recentered symmetric domain.

The purely one-dimensional part of integer-chart gluing. If consecutive charts agree after translation by `δ`, agreement propagates along the whole integer chain. The endpoint hypotheses are enough: the distance to the affine integer grid is convex, so every intermediate coordinate remains in the same core.

30 declarations

instance

`LocalAnalyticOrbit` as a function R→H\mathbb{R} \to H

For a partially defined linear operator TT on a complex Hilbert space HH and a vector x∈Hx \in H, an instance of a local analytic orbit UU (of type `LocalAnalyticOrbit T x`) can be treated as a function from the real numbers R\mathbb{R} to the Hilbert space HH. This allows the notation U(t)U(t) to represent the state of the orbit at "time" tt.

definition

Translation of local analytic orbit UU to aa

Given an unbounded linear operator TT on a Hilbert space HH and a local analytic orbit UU of TT starting at a vector x∈Hx \in H with radius RR, for any a∈Ra \in \mathbb{R} satisfying ∣a∣<R|a| < R, the translation defines a new local analytic orbit starting at U(a)U(a). This new orbit has a radius R−∣a∣R - |a| and is defined by the mapping s↦U(a+s)s \mapsto U(a + s).

theorem

Existence of a local analytic orbit at U(a)U(a) for ∣a∣<radius(U)|a| < \text{radius}(U)

Let HH be a Hilbert space and TT be a complex linear operator on HH. Let x∈Hx \in H be a vector and UU be a local analytic orbit of TT starting at xx with radius RR. For any a∈Ra \in \mathbb{R} such that ∣a∣<R|a| < R, there exists a local analytic orbit of TT starting at the point U(a)U(a).

definition

Restriction of a local analytic orbit to radius rr

Let HH be a complex Hilbert space and TT be an unbounded linear operator on HH. Given a local analytic orbit UU of TT starting at x∈Hx \in H with radius RR, and a positive real number rr such that r≤Rr \leq R, the restriction U∣rU|_r is a local analytic orbit starting at xx with radius rr, defined by restricting the domain of the original orbit UU to the interval (−r,r)(-r, r).

theorem

Existence of a local analytic orbit restricted to a smaller radius r≤Rr \le R

Let HH be a Hilbert space and TT be a partially defined linear operator on HH. Let x∈Hx \in H be a vector and UU be a local analytic orbit for TT starting at xx with a radius of convergence RR. For any real number rr such that 0<r≤R0 < r \leq R, there exists a local analytic orbit for TT starting at xx restricted to the smaller symmetric radius rr.

theorem

Agreement of Translated and Recentered Local Analytic Orbits under Symmetric Closure

Let H\mathcal{H} be a complex Hilbert space and TT be a partially defined linear operator on H\mathcal{H} such that its closure T‾\overline{T} is symmetric. Let x∈Hx \in \mathcal{H} and let UU be a local analytic orbit for TT starting at xx with a radius of convergence denoted by U.radiusU.\text{radius}. Suppose δ\delta and RR are positive real numbers such that δ+R≤U.radius\delta + R \leq U.\text{radius}. If VV is a local analytic orbit for TT starting at the state U(δ)U(\delta) with a radius of convergence at least RR (i.e., V.radius≥RV.\text{radius} \geq R), then for any s∈Rs \in \mathbb{R} satisfying ∣s∣<R|s| < R, the orbits agree: U(δ+s)=V(s)U(\delta + s) = V(s)

theorem

U(a+s)=V(s)U(a + s) = V(s) for Local Analytic Orbits under a Symmetric Operator closure

Let HH be a complex Hilbert space and TT be a partially defined linear operator on HH such that its closure T‾\overline{T} is symmetric. Let x∈Hx \in H and let UU be a local analytic orbit of xx under TT with radius rUr_U. Given a∈Ra \in \mathbb{R} and R>0R > 0 such that ∣a∣+R≤rU|a| + R \leq r_U, let VV be a local analytic orbit of the state U(a)U(a) under TT with radius rV≥Rr_V \geq R. Then for any s∈Rs \in \mathbb{R} such that ∣s∣<R|s| < R, it holds that U(a+s)=V(s)U(a + s) = V(s)

theorem

Existence of local analytic orbit for T‾\overline{T} implies existence for TT

Let HH be a Hilbert space and TT be a partially defined linear operator on HH. If TT is closable and there exists a local analytic orbit of a vector x∈Hx \in H under the closure T‾\overline{T}, then there exists a local analytic orbit of xx under TT.

instance

Global analytic orbit as a function R→H\mathbb{R} \to H

Given a global analytic orbit UU of a vector xx under a partially defined linear operator TT on a complex Hilbert space HH, this instance allows UU to be treated as a function that maps a real number t∈Rt \in \mathbb{R} to a vector U(t)∈HU(t) \in H.

theorem

Boundedness of the sequence (n+kk)rn\binom{n+k}{k} r^n for r<1r < 1

For any real number rr such that 0≤r<10 \le r < 1 and any natural number kk, there exists a constant C∈RC \in \mathbb{R} such that for all n∈Nn \in \mathbb{N}, the inequality (n+kk)rn≤C\binom{n+k}{k} r^n \le C holds.

theorem

Convergence of ∑antnn!\sum \frac{a_n t^n}{n!} implies convergence of ∑an+kqnn!\sum \frac{a_{n+k} q^n}{n!} for q<tq < t

Let (an)n∈N(a_n)_{n \in \mathbb{N}} be a sequence of non-negative real numbers. Let tt and qq be real numbers such that t>0t > 0 and 0≤q<t0 \leq q < t. For any natural number kk, if the series ∑n=0∞antnn!\sum_{n=0}^{\infty} \frac{a_n t^n}{n!} converges, then the shifted series ∑n=0∞an+kqnn!\sum_{n=0}^{\infty} \frac{a_{n+k} q^n}{n!} also converges.

definition

Shifted iterate sequence v(n+k)v(n+k)

Given a sequence v:N→dom(T)v: \mathbb{N} \to \text{dom}(T) of vectors in the domain of a partial linear operator TT and a natural number kk, this function defines the sequence shifted by kk steps, mapping nn to v(n+k)v(n+k).

theorem

The shifted sequence (vn+k)(v_{n+k}) is an iterates sequence starting from vkv_k

Let HH be a complex Hilbert space and T:dom(T)→HT: \text{dom}(T) \to H be a partial linear operator. Let x∈Hx \in H and v:N→dom(T)v: \mathbb{N} \to \text{dom}(T) be a sequence of vectors. If vv is the sequence of iterates of TT starting from xx (that is, v0=xv_0 = x and vn+1=Tvnv_{n+1} = T v_n for all n∈Nn \in \mathbb{N}), then for any natural number kk, the shifted sequence (vn+k)n∈N(v_{n+k})_{n \in \mathbb{N}} is also a sequence of iterates of TT, starting from the initial vector vkv_k.

theorem

Summability of shifted iterates for smaller radius q<tq < t

Let HH be a complex Hilbert space and TT a partial linear operator on HH. Let (vn)n∈N(v_n)_{n \in \mathbb{N}} be a sequence of vectors in the domain of TT. If t>0t > 0 and the series ∑n=0∞∥vn∥tnn!\sum_{n=0}^\infty \frac{\|v_n\| t^n}{n!} converges, then for any natural number kk and any real number 0≤q<t0 \le q < t, the series of shifted iterates ∑n=0∞∥vn+k∥qnn!\sum_{n=0}^\infty \frac{\|v_{n+k}\| q^n}{n!} also converges.

theorem

The derivative of the analytic orbit satisfies −iddsEk(s)=Ek+1(s)-i \frac{d}{ds} \mathcal{E}_k(s) = \mathcal{E}_{k+1}(s)

Let HH be a complex Hilbert space and TT be a partially defined linear operator on HH. Let (vn)n∈N(v_n)_{n \in \mathbb{N}} be the sequence of iterates of TT starting from a vector x∈Hx \in H, such that v0=xv_0 = x and vn+1=Tvnv_{n+1} = T v_n. Suppose that for some radius t>0t > 0, the series ∑n=0∞∥vn∥tnn!\sum_{n=0}^\infty \frac{\|v_n\| t^n}{n!} converges. For any natural number kk and any real number s∈(−t/2,t/2)s \in (-t/2, t/2), let Ek(s)=∑n=0∞(is)nn!vn+k\mathcal{E}_k(s) = \sum_{n=0}^\infty \frac{(is)^n}{n!} v_{n+k} be the analytic expansion (orbit) starting from the kk-th iterate. Then the sum of the term-by-term derivatives of the expansion Ek(s)\mathcal{E}_k(s) satisfies: −i∑n=0∞dds((is)nn!vn+k)=Ek+1(s)-i \sum_{n=0}^\infty \frac{d}{ds} \left( \frac{(is)^n}{n!} v_{n+k} \right) = \mathcal{E}_{k+1}(s) where ii is the imaginary unit and Ek+1(s)\mathcal{E}_{k+1}(s) is the analytic expansion starting from the (k+1)(k+1)-th iterate.

theorem

Existence of a local analytic orbit at ∑n=0∞ann!Tnx\sum_{n=0}^\infty \frac{a^n}{n!} T^n x

Let HH be a complex Hilbert space and TT be a symmetric partially defined linear operator on HH. Let x∈Hx \in H be a vector and vn=Tnxv_n = T^n x be the sequence of its iterates under TT. Suppose that the set of analytic vectors of TT is dense in HH. If for some radius t>0t > 0, the series ∑n=0∞∥vn∥tnn!\sum_{n=0}^\infty \frac{\|v_n\| t^n}{n!} converges, then for any a∈Ra \in \mathbb{R} satisfying ∣a∣<t2|a| < \frac{t}{2}, there exists a local analytic orbit (a `LocalAnalyticOrbit`) for TT starting at the vector ∑n=0∞ann!vn\sum_{n=0}^\infty \frac{a^n}{n!} v_n.

theorem

The vector exp⁡(aT)x\exp(aT)x is an analytic vector for the operator closure T‾\overline{T}

Let HH be a complex Hilbert space and TT be a symmetric partially defined linear operator on HH. Suppose that the subspace spanned by the analytic vectors of TT is dense in HH. Let x∈Hx \in H be a vector and vn=Tnxv_n = T^n x be the sequence of its iterates under TT. Suppose that for some radius t>0t > 0, the series ∑n=0∞∥vn∥tnn!\sum_{n=0}^\infty \frac{\|v_n\| t^n}{n!} converges. Then for any a∈Ra \in \mathbb{R} satisfying ∣a∣<t/2|a| < t/2, the vector y=∑n=0∞ann!vny = \sum_{n=0}^\infty \frac{a^n}{n!} v_n is an analytic vector for the closure T‾\overline{T} of the operator TT.

theorem

The vector exp⁡(aT)x\exp(aT)x is analytic for T‾\overline{T} with any radius q<tq < t

Let HH be a complex Hilbert space and TT be a symmetric partially defined linear operator on HH such that the subspace of analytic vectors for TT is dense in HH. Let x∈Hx \in H be a vector and vn=Tnxv_n = T^n x be the sequence of its iterates under TT. Suppose that for some radius t>0t > 0, the series ∑n=0∞∥vn∥tnn!\sum_{n=0}^\infty \frac{\|v_n\| t^n}{n!} converges. For any translation a∈Ra \in \mathbb{R} satisfying ∣a∣<t/2|a| < t/2, let y=exp⁡(aT)x=∑n=0∞anvnn!y = \exp(aT)x = \sum_{n=0}^\infty \frac{a^n v_n}{n!}. Then for any 0<q<t0 < q < t, the vector yy is an analytic vector for the closure T‾\overline{T} with radius at least qq. Specifically, there exists a sequence wn=T‾nyw_n = \overline{T}^n y such that the series ∑n=0∞∥wn∥qnn!\sum_{n=0}^\infty \frac{\|w_n\| q^n}{n!} converges.

theorem

The translated vector exp⁡(aT)x\exp(aT)x is an analytic vector for the operator closure T‾\overline{T}

Let HH be a complex Hilbert space and TT be a symmetric partially defined linear operator on HH such that the subspace of analytic vectors for TT is dense in HH. Let x∈Hx \in H be a vector and vn=Tnxv_n = T^n x be the sequence of its iterates under TT. Suppose that for some radius t>0t > 0, the series ∑n=0∞∥vn∥tnn!\sum_{n=0}^\infty \frac{\|v_n\| t^n}{n!} converges. For any translation a∈Ra \in \mathbb{R} satisfying ∣a∣<t/2|a| < t/2 and any radius 0<q<t0 < q < t, the vector y=exp⁡(aT)x=∑n=0∞anvnn!y = \exp(aT)x = \sum_{n=0}^\infty \frac{a^n v_n}{n!} is an analytic vector for the closure T‾\overline{T} of the operator TT.

theorem

Existence of an integer nn such that ∣s−nδ∣<R|s - n\delta| < R for 0<δ<R0 < \delta < R

Let δ,R\delta, R, and ss be real numbers. If 0<δ<R0 < \delta < R, then there exists an integer nn such that ∣s−nδ∣<R|s - n\delta| < R.

definition

`LocalOrbitCoreCover` from a Z\mathbb{Z}-indexed sequence of local orbits

Given an unbounded linear operator TT on a complex Hilbert space HH and an initial vector x∈Hx \in H, this definition constructs a `LocalOrbitCoreCover` for TT and xx using a family of local orbits indexed by the integers Z\mathbb{Z}. Suppose we are given a sequence of states sn∈Hs_n \in H, center points cn∈Rc_n \in \mathbb{R}, and core radii rn∈Rr_n \in \mathbb{R} for each n∈Zn \in \mathbb{Z}, along with local analytic orbits ϕn\phi_n originating at sns_n. The construction requires that: 1. Each core radius is positive (rn>0r_n > 0) and does not exceed the radius of convergence of the corresponding local orbit ϕn\phi_n. 2. The sequence is rooted at xx: c0=0c_0 = 0 and s0=xs_0 = x. 3. The norm is preserved: ∥sn∥=∥x∥\|s_n\| = \|x\| for all nn. 4. The family of open intervals (cn−rn,cn+rn)(c_n - r_n, c_n + r_n) covers the real line R\mathbb{R}. 5. The charts are compatible: if a time s∈Rs \in \mathbb{R} lies in the core of both chart mm and chart nn, then ϕm(s−cm)=ϕn(s−cn)\phi_m(s - c_m) = \phi_n(s - c_n). The resulting object reindexes these integer-indexed components into a sequence indexed by natural numbers N\mathbb{N} using a standard bijection between Z\mathbb{Z} and N\mathbb{N}.

definition

Construction of a `LocalOrbitCoreCover` from adjacent matching orbits on Z\mathbb{Z}

Let TT be an unbounded linear operator on a complex Hilbert space HH and let x∈Hx \in H. This definition constructs a `LocalOrbitCoreCover` for the vector xx under TT by gluing together a sequence of local analytic orbits indexed by integers n∈Zn \in \mathbb{Z}. Given a step size δ\delta and a core radius RR such that 0<δ<R0 < \delta < R, let sn∈Hs_n \in H be a sequence of states and ϕn\phi_n be local analytic orbits of TT starting at sns_n with radius of convergence at least RR. If the following conditions are met: 1. The sequence starts at xx: s0=xs_0 = x. 2. The norm is preserved: ∥sn∥=∥x∥\|s_n\| = \|x\| for all n∈Zn \in \mathbb{Z}. 3. Adjacent orbits are compatible: for every n∈Zn \in \mathbb{Z}, ϕn(δ+z)=ϕn+1(z)\phi_n(\delta + z) = \phi_{n+1}(z) holds for all ∣z∣<R|z| < R. Then these local orbits can be extended to cover the entire real line R\mathbb{R} using centers cn=nδc_n = n\delta, forming a global certificate for the analytic evolution of xx.

definition

Conversion of a `LocalOrbitCoreCover` to a `LocalOrbitCover` by chart restriction

Let HH be a complex Hilbert space and TT be an unbounded linear operator on HH. Given a `LocalOrbitCoreCover` CC for a vector x∈Hx \in H—which consists of a sequence of states sn∈Hs_n \in H, centers cn∈Rc_n \in \mathbb{R}, local analytic orbits ϕn\phi_n with radii RnR_n, and core radii rnr_n satisfying 0<rn≤Rn0 < r_n \leq R_n—this function constructs a `LocalOrbitCover`. It achieves this by restricting each chart ϕn\phi_n to the symmetric interval (−rn,rn)(-r_n, r_n), effectively narrowing the radius of each local orbit to match its core radius rnr_n while preserving the underlying states, centers, and compatibility conditions.

definition

Construction of a global analytic orbit from a local cover

Let HH be a complex Hilbert space and TT be a partially defined linear operator on HH. Given a local orbit cover CC for a vector x∈Hx \in H, which consists of a collection of local analytic orbits ϕn\phi_n centered at points cnc_n that together cover the real line R\mathbb{R}, this definition constructs a global analytic orbit Φ:R→H\Phi: \mathbb{R} \to H. For any s∈Rs \in \mathbb{R}, the value Φ(s)\Phi(s) is obtained by choosing a chart nn such that ∣s−cn∣<Rn|s - c_n| < R_n (where RnR_n is the radius of the nn-th chart) and evaluating Φ(s)=ϕn(s−cn)\Phi(s) = \phi_n(s - c_n). The compatibility conditions of the cover ensure that this function is well-defined, satisfies the initial condition Φ(0)=x\Phi(0) = x, remains in the domain of TT, is differentiable, and preserves the norm ∥Φ(s)∥=∥x∥\|\Phi(s)\| = \|x\|.

definition

Construction of a global analytic orbit from a local core cover

Let HH be a complex Hilbert space and TT be a partially defined linear operator on HH. Given a `LocalOrbitCoreCover` CC for a vector x∈Hx \in H—which is a collection of local analytic orbits and associated symmetric cores (−rn,rn)(-r_n, r_n) that together cover the real line R\mathbb{R}—this definition constructs a `GlobalAnalyticOrbit` for TT starting at xx. The construction proceeds by first restricting each chart in the core cover to its symmetric core (thereby forming a `LocalOrbitCover`) and then gluing these restricted local orbits into a single continuous, norm-preserving global function Φ:R→H\Phi: \mathbb{R} \to H that satisfies the initial condition Φ(0)=x\Phi(0) = x.

theorem

A `LocalOrbitCoreCover` implies the existence of a `GlobalAnalyticOrbit`

Let HH be a complex Hilbert space and TT be a partially defined linear operator on HH. For any vector x∈Hx \in H, if there exists a `LocalOrbitCoreCover` CC for TT at xx—defined as a consistent collection of local analytic orbits on symmetric cores that cover the real line R\mathbb{R}—then there exists at least one global analytic orbit for TT starting at xx.

theorem

A `LocalOrbitCover` implies the existence of a `GlobalAnalyticOrbit`

Let HH be a complex Hilbert space and TT be a partially defined linear operator on HH. For any vector x∈Hx \in H, if there exists a `LocalOrbitCover` CC for TT at xx—defined as a consistent collection of local analytic orbits that cover the real line R\mathbb{R}—then the set of global analytic orbits `GlobalAnalyticOrbit T x` is non-empty.

theorem

Existence of a global analytic orbit for TT from its closure Tˉ\bar{T}

Let HH be a complex Hilbert space and TT be a partially defined linear operator on HH. If TT is closable and there exists a global analytic orbit for the closure Tˉ\bar{T} starting at a vector x∈Hx \in H, then there exists a global analytic orbit for TT starting at xx.

theorem

A vector with a global analytic orbit is orthogonal to the deficiency space associated with ii

Let HH be a complex Hilbert space and TT be a partially defined linear operator on HH. Suppose x∈Hx \in H is a vector that admits a global analytic orbit UU for TT. If y∈Hy \in H is a vector in the orthogonal complement of the range of the operator Tˉ−iI\bar{T} - iI, where Tˉ\bar{T} is the closure of TT and ii is the imaginary unit, then the inner product ⟨y,x⟩=0\langle y, x \rangle = 0.

theorem

A vector with a global analytic orbit is orthogonal to the deficiency space of Tˉ+iI\bar{T} + iI

Let HH be a complex Hilbert space and TT a partially defined linear operator on HH. Suppose x∈Hx \in H is a vector that admits a global analytic orbit for TT. If y∈Hy \in H is a vector in the orthogonal complement of the range of the operator Tˉ+iI\bar{T} + iI (where Tˉ\bar{T} is the closure of TT, ii is the imaginary unit, and II is the identity operator), then the inner product of yy and xx is zero, i.e., ⟨y,x⟩=0\langle y, x \rangle = 0.