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Physlib.CondensedMatter.TightBindingChain.Basic

The tight binding chain

i. Overview

The tight binding chain corresponds to an electron in motion in a 1d solid with the assumption the electron can sit only on the atoms of the solid.

The solid is assumed to consist of `N` sites with a separation of `a` between them

Mathematically, the tight binding chain corresponds to a QM problem located on a lattice with only self and nearest neighbour interactions, with periodic boundary conditions.

ii. Key results

- `TightBindingChain` : The physical parameters making up the tight binding chain. - `localizedState` : The orthonormal basis of localized states. - `hamiltonian` : The Hamiltonian of the tight binding chain. - `BrillouinZone` : The Brillouin zone of the tight binding chain. - `QuantaWaveNumber` : The quantized wavenumbers of the energy eigenstates. - `energyEigenstate` : The energy eigenstates of the tight binding chain. - `energyEigenvalue` : The energy eigenvalues of the tight binding chain. - `hamiltonian_energyEigenstate` : The Hamiltonian acting on an energy eigenstate gives the corresponding energy eigenvalue times the energy eigenstate.

iii. Table of contents

- A. The setup - A.1. The input data for the tight binding chain - A.2. The Hilbert space - B. The localized states - B.1. The orthonormal basis of localized states - B.2. Notation for localized states - B.3. Orthonormality of the localized states - C. The operator `|m⟩⟨n|` - C.1. Definition of the operator `|m⟩⟨n|` - C.2. Notation for the operator `|m⟩⟨n|` - C.3. The operator `|m⟩⟨n|` applied to a localized state - D. The Hamiltonian of the tight binding chain - D.1. Hermiticity of the Hamiltonian - D.2. Hamiltonian applied to a localized state - D.3. Mean energy of a localized state - E. The Brillouin zone and quantized wavenumbers - E.1. The Brillouin zone - E.2. The quantized wavenumbers of the energy eigenstates - E.3. Wavenumbers lie in the Brillouin zone - E.4. Expotentials related to the quantized wavenumbers - F. The energy eigenstates and eigenvalues - F.1. The energy eigenstates - F.2. Orthonormality of the energy eigenstates - F.3. The energy eigenvalues - F.4. The time-independent Schrodinger equation

iv. References

  • https://www.damtp.cam.ac.uk/user/tong/aqm/aqmtwo.pdf

A. The setup

A.1. The input data for the tight binding chain

A.2. The Hilbert space

B. The localized states

Localized states correspond to the electron being located on a specific site in the chain.

B.1. The orthonormal basis of localized states

B.2. Notation for localized states

B.3. Orthonormality of the localized states

C. The operator `|m⟩⟨n|`

C.1. Definition of the operator `|m⟩⟨n|`

C.2. Notation for the operator `|m⟩⟨n|`

C.3. The operator `|m⟩⟨n|` applied to a localized state

D. The Hamiltonian of the tight binding chain

D.1. Hermiticity of the Hamiltonian

D.2. Hamiltonian applied to a localized state

D.3. Mean energy of a localized state

E. The Brillouin zone and quantized wavenumbers

E.1. The Brillouin zone

E.2. The quantized wavenumbers of the energy eigenstates

E.3. Wavenumbers lie in the Brillouin zone

E.4. Expotentials related to the quantized wavenumbers

F. The energy eigenstates and eigenvalues

F.1. The energy eigenstates

F.2. Orthonormality of the energy eigenstates

F.3. The energy eigenvalues

F.4. The time-independent Schrodinger equation

25 declarations

instance

The number of sites NN in a tight binding chain is non-zero (N0N \neq 0)

For any tight binding chain TT, the number of sites NN in the chain is non-zero (N0N \neq 0).

abbrev

Hilbert space of a tight binding chain CN\mathbb{C}^N

The Hilbert space associated with a tight binding chain TT is the NN-dimensional complex Hilbert space CN\mathbb{C}^N, where NN is the number of sites in the chain.

definition

Orthonormal basis of localized states {n}\{|n\rangle\}

For a tight binding chain TT with NN sites, the `localizedState` is the orthonormal basis {n}n=0N1\{|n\rangle\}_{n=0}^{N-1} of the associated Hilbert space HCN\mathcal{H} \cong \mathbb{C}^N. Each basis vector n|n\rangle (mathematically the standard basis vector ene_n) represents a quantum state where the particle is perfectly localized at the nn-th site of the chain.

definition

Ket notation n|n\rangle for localized states

The notation n|n\rangle represents the localized state at the nn-th site of the tight binding chain. It denotes the nn-th vector in the orthonormal basis `localizedState` of the system's Hilbert space, where n{0,1,,N1}n \in \{0, 1, \dots, N-1\}.

definition

Notation for the inner product mn\langle m | n \rangle of localized states

The notation mn\langle m | n \rangle denotes the complex inner product ψm,ψnC\langle \psi_m, \psi_n \rangle_{\mathbb{C}} between two localized states in the tight binding chain, where ψm\psi_m and ψn\psi_n are the states corresponding to the electron being located at site mm and site nn, respectively.

theorem

Localized States of the Tight Binding Chain are Orthonormal

For a tight binding chain TT with NN sites, the set of localized states {n}n=0N1\{|n\rangle\}_{n=0}^{N-1} is orthonormal in the associated Hilbert space HCN\mathcal{H} \cong \mathbb{C}^N over the complex numbers C\mathbb{C}. That is, the inner product of any two localized states satisfies mn=δmn\langle m | n \rangle = \delta_{mn}, where δmn\delta_{mn} is the Kronecker delta.

theorem

mn=δmn\langle m | n \rangle = \delta_{mn} for Localized States

For a tight binding chain TT with NN sites, let m|m\rangle and n|n\rangle be the localized states in the Hilbert space corresponding to site indices m,n{0,1,,N1}m, n \in \{0, 1, \dots, N-1\}. The inner product of these states satisfies mn={1if m=n0if mn\langle m | n \rangle = \begin{cases} 1 & \text{if } m = n \\ 0 & \text{if } m \neq n \end{cases}

definition

Outer product operator mn|m\rangle\langle n| of localized states

For a tight binding chain TT with NN sites and associated Hilbert space HCN\mathcal{H} \cong \mathbb{C}^N, let n|n\rangle and m|m\rangle be the orthonormal localized basis states corresponding to sites n,m{0,,N1}n, m \in \{0, \dots, N-1\}. The linear map `localizedComp` represents the outer product operator mn:HH|m\rangle\langle n| : \mathcal{H} \to \mathcal{H}, which maps a state ψH|\psi\rangle \in \mathcal{H} to the vector nψm\langle n | \psi \rangle |m\rangle, where nψ\langle n | \psi \rangle denotes the complex inner product of the state n|n\rangle and ψ|\psi\rangle.

definition

Outer product operator nm|n\rangle\langle m|

For site indices n,m{0,,N1}n, m \in \{0, \dots, N-1\}, the notation nm|n\rangle\langle m| represents the outer product of the localized states n|n\rangle and m|m\rangle in the Hilbert space of the tight binding chain. This operator is a linear map that acts on a state ψ|\psi\rangle as nmψ|n\rangle\langle m | \psi\rangle, where mψ\langle m | \psi \rangle is the inner product of the state ψ|\psi\rangle with the localized state m|m\rangle.

theorem

mnp=δnpm|m\rangle\langle n| |p\rangle = \delta_{np} |m\rangle

In a tight binding chain with NN sites, let {n}n=0N1\{|n\rangle\}_{n=0}^{N-1} be the orthonormal basis of localized states in the Hilbert space HCN\mathcal{H} \cong \mathbb{C}^N. For any site indices m,n,p{0,,N1}m, n, p \in \{0, \dots, N-1\}, the action of the outer product operator mn|m\rangle\langle n| on a localized state p|p\rangle is given by (mn)p={mif n=p0if np (|m\rangle\langle n|) |p\rangle = \begin{cases} |m\rangle & \text{if } n = p \\ 0 & \text{if } n \neq p \end{cases} which can be written using the Kronecker delta as (mn)p=δnpm(|m\rangle\langle n|) |p\rangle = \delta_{np} |m\rangle.

theorem

The adjoint of mn|m\rangle\langle n| is nm|n\rangle\langle m|

In the Hilbert space of a tight binding chain with NN sites, let mn|m\rangle\langle n| be the outer product operator associated with the localized basis states for sites m,n{0,,N1}m, n \in \{0, \dots, N-1\}. For any quantum states ψ\psi and ϕ\phi in the Hilbert space, the complex inner product satisfies (mn)ψ,ϕ=ψ,(nm)ϕ.\langle (|m\rangle\langle n|) \psi, \phi \rangle = \langle \psi, (|n\rangle\langle m|) \phi \rangle. Consequently, the adjoint of the operator mn|m\rangle\langle n| is nm|n\rangle\langle m|.

definition

Hamiltonian of the tight binding chain HH

For a tight binding chain TT with NN sites, on-site energy E0E_0, and hopping parameter tt, the Hamiltonian HH is a linear operator acting on the NN-dimensional complex Hilbert space HCN\mathcal{H} \cong \mathbb{C}^N. It is defined as: H=E0n=0N1nntn=0N1(nn+1+n+1n) H = E_0 \sum_{n=0}^{N-1} |n\rangle\langle n| - t \sum_{n=0}^{N-1} (|n\rangle\langle n+1| + |n+1\rangle\langle n|) where {n}n=0N1\{|n\rangle\}_{n=0}^{N-1} is the orthonormal basis of localized states at each site. The periodic boundary conditions are implemented by treating the site indices nn modulo NN, such that the state N|N\rangle is identified with 0|0\rangle.

theorem

The Hamiltonian of the Tight Binding Chain is Hermitian

For a tight binding chain TT with associated Hilbert space H\mathcal{H}, the Hamiltonian operator HH is Hermitian (self-adjoint). That is, for any two quantum states ψ,ϕH\psi, \phi \in \mathcal{H}, the complex inner product satisfies: Hψ,ϕ=ψ,Hϕ\langle H\psi, \phi \rangle = \langle \psi, H\phi \rangle

theorem

Hn=E0nt(n+1+n1)H |n\rangle = E_0 |n\rangle - t (|n+1\rangle + |n-1\rangle)

For a tight binding chain TT with NN sites, on-site energy E0E_0, and hopping parameter tt, let {n}n=0N1\{|n\rangle\}_{n=0}^{N-1} be the orthonormal basis of localized states in the Hilbert space. For any site index n{0,,N1}n \in \{0, \dots, N-1\}, the action of the Hamiltonian HH on the localized state n|n\rangle is given by Hn=E0nt(n+1+n1)H |n\rangle = E_0 |n\rangle - t (|n+1\rangle + |n-1\rangle) where the site indices n+1n+1 and n1n-1 are taken modulo NN to account for periodic boundary conditions.

theorem

nHn=E0\langle n | H | n \rangle = E_0 for N>1N > 1 sites

For a tight binding chain TT with NN sites and on-site energy E0E_0, let {n}n=0N1\{|n\rangle\}_{n=0}^{N-1} be the orthonormal basis of localized states in the Hilbert space. If the number of sites NN is greater than 1, then for any site index n{0,,N1}n \in \{0, \dots, N-1\}, the expectation value of the Hamiltonian HH in the localized state n|n\rangle is equal to the on-site energy E0E_0: nHn=E0\langle n | H | n \rangle = E_0

definition

Brillouin zone [π/a,π/a)[-\pi/a, \pi/a)

For a tight binding chain with lattice spacing aa, the Brillouin zone is defined as the half-open interval [π/a,π/a)[-\pi/a, \pi/a). This is the set of values for which wave functions are uniquely defined within the model.

definition

Quantized wavenumbers of the tight binding chain kKk \in \mathcal{K}

For a tight binding chain with NN sites and lattice spacing aa, the set of quantized wavenumbers K\mathcal{K} associated with the energy eigenstates is defined as: K={2πaN(nN2)n{0,1,,N1}} \mathcal{K} = \left\{ \frac{2\pi}{aN} \left( n - \left\lfloor \frac{N}{2} \right\rfloor \right) \mid n \in \{0, 1, \dots, N-1\} \right\} where nn is an index ranging over the sites of the chain. These wavenumbers are defined such that they lie within the Brillouin zone of the system.

theorem

Quantized wavenumbers K\mathcal{K} are a subset of the Brillouin zone

For a tight binding chain with NN sites and lattice spacing aa, the set of quantized wavenumbers K\mathcal{K}, defined as K={2πaN(nN2)n{0,1,,N1}}, \mathcal{K} = \left\{ \frac{2\pi}{aN} \left( n - \left\lfloor \frac{N}{2} \right\rfloor \right) \mid n \in \{0, 1, \dots, N-1\} \right\}, is a subset of the Brillouin zone [π/a,π/a)[-\pi/a, \pi/a).

theorem

eiknNa=1e^{i k n N a} = 1 for quantized wavenumbers kk

For a tight binding chain with NN sites and lattice spacing aa, let K\mathcal{K} be the set of quantized wavenumbers. For any natural number nn and any quantized wavenumber kKk \in \mathcal{K}, the complex exponential satisfies: eiknNa=1 e^{i k n N a} = 1 where ii is the imaginary unit.

theorem

eik(n1)a=eiknaeikae^{i k (n - 1) a} = e^{i k n a} e^{-i k a} for quantized wavenumbers kk and site indices nn

For a tight binding chain with NN sites and lattice spacing aa, let kk be a quantized wavenumber and n{0,1,,N1}n \in \{0, 1, \dots, N-1\} be a site index. The following identity holds: eik(n1(modN))a=eiknaeika e^{i k (n - 1 \pmod N) a} = e^{i k n a} \cdot e^{-i k a} where ii is the imaginary unit and the subtraction n1n - 1 is performed modulo NN to account for periodic boundary conditions.

theorem

eik(n+1)a=eiknaeikae^{i k (n + 1) a} = e^{i k n a} e^{i k a} for quantized wavenumbers kk and site indices nn

For a tight binding chain with NN sites and lattice spacing aa, let kk be a quantized wavenumber and n{0,1,,N1}n \in \{0, 1, \dots, N-1\} be a site index. The following identity holds: eik(n+1(modN))a=eiknaeika e^{i k (n + 1 \pmod N) a} = e^{i k n a} \cdot e^{i k a} where ii is the imaginary unit and the addition n+1n + 1 is performed modulo NN to account for periodic boundary conditions.

definition

Energy eigenstate k=neiknan|k\rangle = \sum_n e^{ikna} |n\rangle

For a tight binding chain TT with lattice spacing aa and NN sites, the energy eigenstate associated with a quantized wavenumber kk is defined as the vector in the Hilbert space given by the linear combination of localized states {n}n=0N1\{|n\rangle\}_{n=0}^{N-1}: n=0N1eiknan \sum_{n=0}^{N-1} e^{ikna} |n\rangle where ii is the imaginary unit and nn ranges over the indices of the lattice sites.

theorem

Energy Eigenstates are Orthogonal: k1k2=0\langle k_1 | k_2 \rangle = 0 for k1k2k_1 \neq k_2

For a tight binding chain TT with NN sites and lattice spacing aa, let k|k\rangle be the energy eigenstate associated with a quantized wavenumber kKk \in \mathcal{K}. For any two distinct quantized wavenumbers k1,k2Kk_1, k_2 \in \mathcal{K} such that k1k2k_1 \neq k_2, the corresponding energy eigenstates are orthogonal: k1k2=0 \langle k_1 | k_2 \rangle = 0 where \langle \cdot | \cdot \rangle denotes the inner product in the NN-dimensional complex Hilbert space CN\mathbb{C}^N. This orthogonality arises because distinct wavenumbers k1k2k_1 \neq k_2 give rise to different NN-th roots of unity exp(i(k2k1)a)\exp(i(k_2 - k_1)a), and the sum of all NN-th roots of unity vanishes.

definition

Energy eigenvalue E(k)=E02tcos(ka)E(k) = E_0 - 2t \cos(ka)

For a tight binding chain TT with lattice spacing aa, on-site energy E0E_0, and hopping parameter tt, the energy eigenvalue associated with a quantized wavenumber kk is given by: E(k)=E02tcos(ka) E(k) = E_0 - 2t \cos(ka) This formula describes the dispersion relation for an electron in a one-dimensional lattice under the tight-binding approximation.

theorem

Time-independent Schrödinger equation Hk=E(k)kH |k\rangle = E(k) |k\rangle

For a tight binding chain TT, let HH be the Hamiltonian operator, k|k\rangle be the energy eigenstate associated with a quantized wavenumber kk, and E(k)E(k) be the corresponding energy eigenvalue. Then the energy eigenstates satisfy the time-independent Schrödinger equation: Hk=E(k)k H |k\rangle = E(k) |k\rangle where HkH |k\rangle represents the action of the Hamiltonian on the state k|k\rangle.